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Issue and Redemption of Debentures

NCERT Class 12 · Accountancy Based on NCERT Class 12 Accountancy textbook · Free CBSE study kit

Chapter Notes

MEANING AND NATURE OF DEBENTURES

**Debenture** is a written instrument acknowledging a debt under the common seal of the company. The word 'debenture' derives from the Latin word 'debere' meaning 'to borrow'. According to Section 2(30) of The Companies Act, 2013, a debenture includes Debenture Inventory, Bonds, and any other securities of a company whether constituting a charge on the assets or not.

**Key Characteristics of Debentures:**

  • **Contract for repayment**: Specifies principal repayment after a fixed period or at intervals
  • **Fixed rate of interest**: Usually paid half-yearly or yearly on fixed dates
  • **Long-term borrowing**: Raises long-term funds that shares alone cannot provide
  • **Negotiable instrument**: Can be transferred, issued through prospectus
  • **Bond vs Debenture:**

  • Bond is also an acknowledgement of debt, traditionally issued by governments
  • Today bonds and debentures are used interchangeably
  • Both represent borrowed capital with fixed return obligations
  • DISTINCTION BETWEEN SHARES AND DEBENTURES

    Understanding the fundamental differences is critical for exam success:

    **1. Ownership and Capital Nature**

  • **Shares**: Represent ownership of the company; part of owned capital
  • **Debentures**: Only acknowledge debt; part of borrowed capital
  • **2. Return/Income**

  • **Shares**: Return called dividend; amount varies with company profits; is an appropriation of profits
  • **Debentures**: Return called interest; rate is prefixed/fixed; is a charge on profits; must be paid even if no profit
  • **3. Repayment of Principal**

  • **Shares**: Amount not returned during company's lifetime (except in reduction of capital)
  • **Debentures**: Generally issued for specified period; repayable on expiry; liability to repay
  • **4. Voting Rights**

  • **Shares**: Shareholders enjoy full voting rights in company affairs
  • **Debentures**: Debentureholders do not have voting rights; no say in management
  • **5. Security**

  • **Shares**: Not secured by any charge on assets
  • **Debentures**: Generally secured with fixed or floating charge on company assets
  • **6. Convertibility**

  • **Shares**: Cannot be converted into debentures
  • **Debentures**: Can be converted into shares if terms provide (convertible debentures)
  • **Exam Tip:** MCQ questions frequently ask to identify these distinctions. Remember that **interest on debentures is a profit and loss account charge**, while **dividend is an appropriation**.

    TYPES OF DEBENTURES

    Debentures are classified based on multiple criteria:

    2.3.1 CLASSIFICATION BY SECURITY

    **Secured Debentures:**

  • Have a charge created on company assets for payment in case of default
  • **Fixed Charge**: Created on specific assets held for use in operations (not for sale) — e.g., land, building, machinery
  • **Floating Charge**: Created on general assets of the company, excluding those assigned to other secured creditors — automatically crystallises into fixed charge if default occurs
  • Most common type issued by companies
  • **Unsecured Debentures:**

  • No specific charge on company assets
  • May have floating charge in case of default
  • Rarely issued as investors prefer security
  • Riskier investment position
  • 2.3.2 CLASSIFICATION BY TENURE/REDEMPTION PERIOD

    **Redeemable Debentures:**

  • Payable on expiry of specified period
  • Repayment can be in lump sum or instalments during company's lifetime
  • Can be redeemed at par (face value) or at premium (above face value)
  • Most common in practice
  • **Irredeemable Debentures (Perpetual Debentures):**

  • No fixed repayment date given
  • Repayable only on company winding-up or after expiry of very long period
  • Interest continues indefinitely
  • In practice, rare and treated as quasi-equity
  • 2.3.3 CLASSIFICATION BY CONVERTIBILITY

    **Convertible Debentures:**

  • Can be converted into equity shares or other securities
  • Conversion at option of either company or debentureholder (as per terms)
  • **Fully Convertible**: Entire amount converts to shares after fixed period
  • **Partly Convertible**: Only part converts; remainder repaid as debt
  • Benefit to investors: conversion opportunity; benefit to company: lower interest rate
  • **Non-Convertible Debentures:**

  • Cannot be converted into shares or any other security
  • Most common type issued by companies
  • Holders remain creditors throughout
  • 2.3.4 CLASSIFICATION BY COUPON RATE

    **Specific Coupon Rate Debentures:**

  • Issued with specified rate of interest (coupon rate)
  • Rate can be **fixed** (remains same throughout) or **floating** (tied to bank rate, varies with market)
  • Normal practice in India
  • **Zero Coupon Rate Debentures:**

  • No specified interest rate
  • Issued at substantial discount to face value
  • Difference between face value and issue price = interest compensation to investor
  • Example: Rs. 100 face value issued at Rs. 75; Rs. 25 is interest over holding period
  • 2.3.5 CLASSIFICATION BY REGISTRATION

    **Registered Debentures:**

  • Company maintains register with names, addresses, holding details of all debentureholders
  • Transfer only by executing formal transfer deed
  • Company knows all holders; pays interest to registered holders
  • Safer for company and holders
  • **Bearer Debentures:**

  • Transferable by simple delivery (like cash)
  • Company does not maintain holder register
  • Interest paid to person producing interest coupon attached to debenture
  • Riskier; holder must keep debenture secure
  • ISSUE OF DEBENTURES FOR CASH

    2.4.1 ISSUE AT PAR VALUE

    When debentures are issued at **par** (face value = issue price), the entire nominal value is received.

    **Procedure when entire amount received in one instalment:**

    Journal Entries:

    ```

    On receipt of application money:

    Bank A/c Dr.

    To Debenture Application & Allotment A/c

    On allotment:

    Debenture Application & Allotment A/c Dr.

    To Debentures A/c (Liability account)

    ```

    **Balance Sheet Treatment:** Debentures shown under Non-Current Liabilities as Long-term Borrowings.

    **Procedure when received in two instalments (Application and Allotment):**

    Journal Entries:

    ```

    On application money receipt:

    Bank A/c Dr.

    To Debenture Application A/c

    On allotment (transferring application money):

    Debenture Application A/c Dr.

    To Debentures A/c

    For allotment money due:

    Debenture Allotment A/c Dr.

    To Debentures A/c

    On receipt of allotment money:

    Bank A/c Dr.

    To Debenture Allotment A/c

    ```

    **Illustration:** ABC Limited issued 10,000, 12% debentures of Rs. 100 each @ Rs. 30 on application, remainder on allotment. Public applied for 9,000 debentures (fully allotted). All money received.

    Calculation:

  • Application: 9,000 × Rs. 30 = Rs. 2,70,000
  • Allotment: 9,000 × Rs. 70 = Rs. 6,30,000
  • Total face value: 9,000 × Rs. 100 = Rs. 9,00,000
  • Journal:

    ```

    Bank A/c Dr. 2,70,000

    To 12% Debenture Application A/c 2,70,000

    12% Debenture Application A/c Dr. 2,70,000

    To 12% Debentures A/c 2,70,000

    12% Debenture Allotment A/c Dr. 6,30,000

    To 12% Debentures A/c 6,30,000

    Bank A/c Dr. 6,30,000

    To 12% Debenture Allotment A/c 6,30,000

    ```

    **Balance Sheet:**

  • Non-Current Liabilities: Long-term Borrowings: 9,00,000 (9,000 × 12% debentures @ Rs. 100)
  • Current Assets: Cash at bank: 9,00,000
  • 2.4.2 ISSUE AT DISCOUNT

    When debentures are issued below nominal value, the difference is **discount on issue of debentures**.

    **Key Accounting Rule:**

  • Discount on issue of debentures can be written off during the life of debentures
  • Can be written off from Securities Premium Reserve, if available
  • Otherwise charged to Statement of Profit and Loss (as expense)
  • **No restriction** under Companies Act, 2013 on issuing at discount
  • **Balance Sheet Classification:**

  • Discount to be written off within 12 months: Shown under **Other Current Assets**
  • Discount to be written off after 12 months: Shown under **Other Non-Current Assets**
  • **Illustration:** TV Components Ltd. issued 10,000, 12% debentures of Rs. 100 each @ 5% discount:

  • Payable: Rs. 40 on application, Rs. 55 on allotment
  • Calculation:

  • Issue price: Rs. 100 − Rs. 5 = Rs. 95 per debenture
  • Application: 10,000 × Rs. 40 = Rs. 4,00,000 (But this is already more than 40% of 95)
  • Allotment: Rs. 55 per debenture
  • Total received: Rs. 40 + Rs. 55 = Rs. 95 (matching discount issue price)
  • Total nominal: 10,000 × Rs. 100 = Rs. 10,00,000
  • Total discount: 10,000 × Rs. 5 = Rs. 50,000
  • Journal:

    ```

    Bank A/c Dr. 4,00,000

    To 12% Debenture Application A/c 4,00,000

    12% Debenture Application A/c Dr. 4,00,000

    To 12% Debentures A/c 4,00,000

    12% Debenture Allotment A/c Dr. 5,50,000

    Discount on Issue of Debentures A/c Dr. 50,000

    To 12% Debentures A/c 6,00,000

    Bank A/c Dr. 5,50,000

    To 12% Debenture Allotment A/c 5,50,000

    Statement of P&L A/c (or SPR) Dr. 50,000

    To Discount on Issue of Debentures A/c 50,000

    ```

    **Balance Sheet:**

  • Long-term Borrowings: 10,00,000 (nominal value)
  • Discount shown as reduction or under Other Non-Current Assets
  • Net: Rs. 9,50,000
  • **Exam Tip:** Remember the debenture account is always credited with **nominal/face value**, not issue price. Discount goes to separate account.

    2.4.3 ISSUE AT PREMIUM

    When debentures are issued above nominal value, the excess is **premium on issue of debentures**.

    **Key Accounting Rule:**

  • Premium is credited to **Securities Premium Reserve** account
  • SPR shown under **Reserves and Surplus** (Liabilities side) in Balance Sheet
  • SPR is not distributable as dividend; used for capital purposes
  • Per SEBI/Companies Act 2013, SPR treated specially for debentures
  • **Journal Entry Format (at premium):**

    ```

    Bank/Debenture Application A/c Dr. (Amount received)

    To Debentures A/c (Nominal value)

    To Securities Premium Reserve A/c (Premium portion)

    ```

    **Illustration:** XYZ Industries Ltd. issued 2,000, 10% debentures of Rs. 100 each @ Rs. 10 premium:

  • Payable: Rs. 50 on application, Rs. 60 on allotment (includes premium)
  • Calculation:

  • Issue price: Rs. 100 + Rs. 10 = Rs. 110 per debenture
  • Application: 2,000 × Rs. 50 = Rs. 1,00,000
  • Allotment: 2,000 × Rs. 60 = Rs. 1,20,000 (includes premium)
  • Total nominal: 2,000 × Rs. 100 = Rs. 2,00,000
  • Total premium: 2,000 × Rs. 10 = Rs. 20,000
  • Journal:

    ```

    Bank A/c Dr. 1,00,000

    To 10% Debenture Application A/c 1,00,000

    10% Debenture Application A/c Dr. 1,00,000

    To 10% Debentures A/c 1,00,000

    10% Debenture Allotment A/c Dr. 1,20,000

    To 10% Debentures A/c 1,00,000

    To Securities Premium Reserve A/c 20,000

    Bank A/c Dr. 1,20,000

    To 10% Debenture Allotment A/c 1,20,000

    ```

    **Balance Sheet:**

  • Reserves and Surplus: Securities Premium Reserve: Rs. 20,000
  • Long-term Borrowings: 10% Debentures: Rs. 2,00,000
  • Total Liabilities: Rs. 2,20,000
  • Current Assets: Cash: Rs. 2,20,000
  • **More Complex Illustration:** A Limited issued 5,000, 10% debentures @ Rs. 10 premium:

  • Application: Rs. 25, Allotment: Rs. 45 (including premium), Call: Rs. 40
  • Calculation:

  • Issue price per debenture: Rs. 110 (100 + 10 premium)
  • Application received: 5,000 × Rs. 25 = Rs. 1,25,000
  • Allotment due: 5,000 × Rs. 45 = Rs. 2,25,000
  • Of this allotment: Debenture portion = Rs. 35 per unit = Rs. 1,75,000; Premium = Rs. 10 per unit = Rs. 50,000
  • Call due: 5,000 × Rs. 40 = Rs. 2,00,000
  • Total received: Rs. 1,25,000 + Rs. 2,25,000 + Rs. 2,00,000 = Rs. 5,50,000
  • Total nominal: 5,000 × Rs. 100 = Rs. 5,00,000
  • Total premium: Rs. 50,000
  • Journal:

    ```

    Bank A/c Dr. 1,25,000

    To 10% Debenture Application A/c 1,25,000

    10% Debenture Application A/c Dr. 1,25,000

    To 10% Debentures A/c 1,25,000

    10% Debenture Allotment A/c Dr. 2,25,000

    To 10% Debentures A/c 1,75,000

    To Securities Premium Reserve A/c 50,000

    Bank A/c Dr. 2,25,000

    To 10% Debenture Allotment A/c 2,25,000

    10% Debenture First & Final Call A/c Dr. 2,00,000

    To 10% Debentures A/c 2,00,000

    Bank A/c Dr. 2,00,000

    To 10% Debenture First & Final Call A/c 2,00,000

    ```

    **Balance Sheet:**

  • Shareholders' Funds: Reserves and Surplus: SPR: Rs. 50,000
  • Non-Current Liabilities: Long-term Borrowings: 10% Debentures: Rs. 5,00,000
  • Current Assets: Cash: Rs. 5,50,000
  • OVER SUBSCRIPTION OF DEBENTURES

    **Definition:** Over subscription occurs when the number of debentures applied for exceeds the number offered to the public.

    **Accounting Treatment:**

  • Company cannot allot more debentures than invited
  • Excess application money can be **retained and adjusted** against allotment and calls
  • Money from rejected applicants must be **refunded** immediately
  • Adjustment happens in Debenture Allotment A/c
  • **Illustration:** X Limited issued 10,000, 12% debentures of Rs. 100 @ Rs. 40 application + Rs. 60 allotment.

  • Applications received for 14,000 debentures
  • 9,000 applications fully accepted, 2,000 applications half-accepted (1,000 allotted), rest rejected
  • Calculation:

  • Total application money: 14,000 × Rs. 40 = Rs. 5,60,000
  • Application money for 10,000 accepted: 10,000 × Rs. 40 = Rs. 4,00,000
  • Excess application money retained: Rs. 5,60,000 − Rs. 4,00,000 = Rs. 1,60,000
  • But 2,000 rejected: 2,000 × Rs. 40 = Rs. 80,000 refunded
  • Net adjustment toward allotment: Rs. 1,60,000 − Rs. 80,000 = Rs. 80,000? [Calculation verification needed]
  • Actually correct:

  • Allotment due on 10,000: 10,000 × Rs. 60 = Rs. 6,00,000
  • Excess application retained and adjusted: from the 1,60,000 excess collected
  • 1,000 out of 2,000 half-rejected also pay Rs. 40 application, so this Rs. 40,000 is retained
  • Rejected 3,000 applications get back: 3,000 × Rs. 40 = Rs. 1,20,000
  • Journal:

    ```

    Bank A/c Dr. 5,60,000

    To 12% Debenture Application A/c 5,60,000

    (Receipt of application money on 14,000 debentures)

    12% Debenture Application A/c Dr. 5,60,000

    To 12% Debentures A/c 4,00,000

    To 12% Debenture Allotment A/c 40,000

    To Bank A/c 1,20,000

    (Transfer of application money: 10,000 × Rs. 40 to debentures;

    excess from half-accepted to allotment; refund on 3,000 rejected)

    12% Debenture Allotment A/c Dr. 6,00,000

    To 12% Debentures A/c 6,00,000

    (Allotment money due on 10,000 debentures @ Rs. 60)

    Bank A/c Dr. 5,60,000

    To 12% Debenture Allotment A/c 5,60,000

    (Allotment money received: Rs. 6,00,000 − Rs. 40,000 already adjusted)

    ```

    **Key Point for Exam:** The excess application money is first adjusted toward allotment, reducing the cash required. Only after full adjustment is additional cash called.

    ISSUE OF DEBENTURES FOR CONSIDERATION OTHER THAN CASH

    **Definition:** Sometimes a company purchases assets from vendors and issues debentures instead of paying cash. This is debenture issue for consideration other than cash.

    **Characteristics:**

  • Debentures may be at par, premium, or discount
  • Vendor becomes debentureholder
  • Treatment similar to shares issued for consideration other than cash
  • No cash transaction involved
  • **Journal Entry Format:**

    **At Par:**

    ```

    Asset (Sundry Assets) A/c Dr. (Fair value)

    To Vendors/Creditors A/c (Value given)

    Vendors A/c Dr. (Value of debentures)

    To Debentures A/c (Nominal value)

    ```

    **At Premium:**

    ```

    Asset A/c Dr. (Fair value)

    To Vendors A/c (Value given)

    Vendors A/c Dr. (Value received)

    To Debentures A/c (Nominal value)

    To Securities Premium Reserve A/c (Premium)

    ```

    **At Discount:**

    ```

    Asset A/c Dr. (Fair value)

    To Vendors A/c

    Vendors A/c Dr.

    Discount on Issue of Debentures A/c Dr.

    To Debentures A/c (Nominal value)

    ```

    **Critical Principle:** The asset account is debited at the **fair value of asset acquired**, not the nominal value of debentures. The debenture account is credited at **nominal value**. Any difference between fair value and nominal value represents premium/discount.

    **Illustration:** Company purchased machinery worth Rs. 50,000 and issued 500, 10% debentures of Rs. 100 each @ Rs. 110 premium to vendor.

    Calculation:

  • Machinery fair value: Rs. 50,000
  • Debentures issued: 500 × Rs. 100 = Rs. 50,000 nominal
  • Debentures issue price: 500 × Rs. 110 = Rs. 55,000
  • Premium: Rs. 5,000
  • Journal:

    ```

    Machinery A/c Dr. 50,000

    To Vendor's Account 50,000

    Vendor's Account Dr. 55,000

    To 10% Debentures A/c 50,000

    To Securities Premium Reserve A/c 5,000

    ```

    The vendor is owed Rs. 55,000 (debentures at Rs. 110 each), but the company acquired asset at Rs. 50,000. The Rs. 5,000 premium represents the benefit to the vendor — they're getting debentures worth more than asset value in market terms.

    **Balance Sheet Treatment:**

  • Machinery shown at fair value: Rs. 50,000 (Assets)
  • Debentures shown at nominal: Rs. 50,000 (Liabilities)
  • SPR increased: Rs. 5,000
  • ISSUE OF DEBENTURES AS COLLATERAL SECURITY

    **Definition:** A company issues additional debentures against the security of assets held, without actually receiving cash. These debentures are issued as collateral security against a loan.

    **Key Features:**

  • No cash received by company
  • Issued against a loan from bank/financial institution
  • Acts as secondary security
  • Liability arises when debentures are actually exercised
  • **Accounting Treatment:**

  • Debentures issued but NOT recorded in the Debentures A/c initially
  • Recorded as memorandum entry or contingent liability
  • When actually applied (converted to liability), then credited to Debentures A/c
  • Until applied, shown as contingent liability in notes
  • **Journal Entries:**

    **On issue of collateral debentures (memorandum entry):**

    ```

    Debentures Issued as Collateral A/c Dr.

    To Debentures A/c (Contingent Liability)

    ```

    OR simply noted in Balance Sheet as Contingent Liability.

    **When collateral debentures are exercised/applied:**

    ```

    Debentures Applied A/c Dr.

    To Debentures A/c (becomes actual liability)

    ```

    **Alternative treatment:** Some companies record at time of issue:

    ```

    No journal entry — only note as contingent liability

    When exercised/applied:

    Debentures A/c Dr.

    To Bank/Loan Liability A/c

    ```

    **Balance Sheet Treatment:**

  • Contingent Liabilities section in Notes: "Debentures issued as collateral security: Rs. X"
  • When collateral debentures are not exercised, they remain contingent
  • If exercised, they become actual liability under Long-term Borrowings
  • **Illustration:** ABC Ltd. issued 5,000 debentures of Rs. 100 each as collateral security against a bank loan of Rs. 50,00,000.

    Treatment:

  • Balance Sheet Note: "Contingent Liabilities: Debentures issued as collateral security — 5,000 debentures of Rs. 100 each = Rs. 5,00,000"
  • No change to Debentures A/c in main Balance Sheet
  • No debit to any asset account
  • If bank subsequently exercises half the collateral:

    ```

    Debentures A/c Dr. 2,50,000

    To Bank A/c (or Debenture Redemption) 2,50,000

    ```

    **Exam Important:** Collateral debentures are **not current liabilities** until exercised. They remain contingent. This is frequently tested in Balance Sheet classification questions.

    LOSS ON ISSUE OF DEBENTURES ACCOUNT

    **Concept:** When debentures are issued at a discount, the discount represents a loss to the company. This can be accounted for through a Loss on Issue of Debentures account.

    **Nature:**

  • Debit side: Discount on issue of debentures
  • Credit side: Amount written off
  • **Alternative to Discount Account:**

  • Discount on Issue of Debentures A/c can be replaced by Loss on Issue of Debentures A/c
  • Both serve the same purpose: to accumulate discount to be written off
  • **Journal Entry:**

    ```

    Loss on Issue of Debentures A/c Dr.

    To Debentures A/c (or to Discount on Issue A/c)

    ```

    **Write-off Entry:**

    ```

    Securities Premium Reserve A/c Dr. (if available)

    Statement of P&L A/c Dr. (if SPR exhausted)

    To Loss on Issue of Debentures A/c

    ```

    **Balance Sheet Treatment:**

  • Discount/Loss on issue shown as deduction from Debentures in Non-Current Liabilities section
  • OR shown under Other Non-Current Assets if to be written off over time
  • NET amount of Debentures is shown: Nominal Value − Discount
  • **Format Example:**

    ```

    Non-Current Liabilities:

    Debentures (12% Debentures Rs. 100 each) 10,00,000

    Less: Loss on Issue of Debentures (50,000)

    Net Debentures Liability 9,50,000

    ```

    OR under Assets:

    ```

    Other Non-Current Assets:

    Loss on Issue of Debentures (to be amortized) 50,000

    ```

    **Exam Tip:** Do not confuse Loss on Issue with Discount on Issue — they're the same concept but different account names. Use whichever term the question specifies.

    REDEMPTION OF DEBENTURES — OVERVIEW

    **Meaning:** Redemption is the repayment of debentures at maturity or before maturity as per terms of issue.

    **Types of Debentures and Redemption:**

  • **Redeemable debentures**: Must be redeemed on fixed date or within specified period
  • **Irredeemable debentures**: Theoretically no redemption, but practically redeemed on winding-up
  • **Key Principle:**

    Discount or loss on issue of debentures should ideally be written off by the time debentures are redeemed. If any balance remains at redemption, it should be written off immediately.

    METHODS OF REDEMPTION OF DEBENTURES

    Method 1: REDEMPTION BY LUMP SUM PAYMENT

    **Definition:** All debentures are redeemed on a fixed date in one single payment.

    **Procedure:**

    1. On the redemption date, debit Debentures A/c and credit Bank A/c with total nominal value

    2. If any discount/loss remains, write it off before or at redemption

    **Journal Entries:**

    **Before redemption (final write-off of discount, if any):**

    ```

    Securities Premium Reserve A/c Dr. (or P&L A/c)

    To Discount on Issue of Debentures A/c (Remaining balance)

    ```

    **On redemption:**

    ```

    Debentures A/c Dr. (Nominal value)

    To Bank A/c (Cash paid)

    ```

    **Illustration:** ABC Limited issued 10,000, 10% debentures of Rs. 100 each at 5% discount. After 5 years, debentures are redeemed in lump sum. Discount was already written off in year 1.

    Journal:

    ```

    10% Debentures A/c Dr. 10,00,000

    To Bank A/c 10,00,000

    (Redemption of debentures in lump sum)

    ```

    If discount remained:

    ```

    Statement of P&L A/c Dr. 50,000

    To Discount on Issue of Debentures A/c 50,000

    (Write off remaining discount before redemption)

    10% Debentures A/c Dr. 10,00,000

    To Bank A/c 10,00,000

    ```

    Method 2: REDEMPTION BY PURCHASE IN OPEN MARKET

    **Definition:** Company purchases its own debentures from the open market at current market prices and cancels them.

    **Characteristics:**

  • Debentures purchased at prevailing market price (may be below or above par)
  • If purchased below par: Gain on redemption
  • If purchased above par: Loss on redemption
  • Only applies to debentures that are transferable/listed
  • **Procedure:**

    1. Purchase debentures at market price

    2. Cancel debentures by debiting Debentures A/c

    3. Credit Bank A/c with actual purchase price

    4. Record gain/loss on cancellation

    **Journal Entries:**

    **On purchase of debentures from market:**

    ```

    Debentures A/c Dr. (Nominal value)

    (Gain) / Loss on Redemption A/c Dr./Cr. (Difference)

    To Bank A/c (Purchase price paid)

    ```

    **Treatment of Gain/Loss:**

  • **Gain on Redemption**: Credited to Statement of P&L (Income) or to Securities Premium Reserve
  • **Loss on Redemption**: Debited to Statement of P&L (Expense)
  • **Illustration:** ABC Limited purchased its own 2,000, 10% debentures of Rs. 100 each from market at Rs. 95 per debenture.

    Calculation:

  • Nominal value: 2,000 × Rs. 100 = Rs. 2,00,000
  • Purchase price: 2,000 × Rs. 95 = Rs. 1,90,000
  • Gain on redemption: Rs. 10,000
  • Journal:

    ```

    10% Debentures A/c Dr. 2,00,000

    To Bank A/c 1,90,000

    To Gain on Redemption of Debentures A/c 10,000

    (Purchase and cancellation of debentures)

    ```

    **Balance Sheet Treatment:**

  • Debentures balance reduced by nominal value redeemed
  • Gain shown in Statement of P&L as Income
  • Remaining Debentures shown under Long-term Borrowings
  • Method 3: REDEMPTION BY CONVERSION INTO EQUITY SHARES

    **Definition:** Convertible debentures are converted into equity shares as per terms of issue.

    **Characteristics:**

  • Applies only to convertible debentures
  • Conversion terms specified at time of issue
  • Debentureholders become shareholders
  • No cash payment required for conversion
  • **Procedure:**

    1. Debit Debentures A/c with nominal value of debentures converted

    2. Credit Equity Share Capital A/c with share capital issued

    3. Any difference goes to Securities Premium Reserve (if converted at premium) or as loss (if at discount)

    **Journal Entries:**

    **At par (conversion ratio 1:1):**

    ```

    Debentures A/c Dr. (Debenture nominal value)

    To Equity Share Capital A/c (Share capital issued)

    ```

    **At premium (shares issued above par):**

    ```

    Debentures A/c Dr. (Debenture nominal value)

    To Equity Share Capital A/c (Par value of shares)

    To Securities Premium Reserve A/c (Premium on shares)

    ```

    **At discount (shares issued below par) — rare:**

    ```

    Debentures A/c Dr. (Debenture nominal value)

    Loss on Conversion A/c Dr.

    To Equity Share Capital A/c (Par value of shares)

    ```

    **Illustration:** ABC Limited had convertible debentures of Rs. 5,00,000 nominal. Debentureholders converted them into equity shares at Rs. 110 per share (face value Rs. 100).

    Calculation:

  • Debentures converted: Rs. 5,00,000 nominal
  • Shares issued: Rs. 5,00,000 ÷ Rs. 100 = 5,000 shares at par
  • Share capital: 5,000 × Rs.
  • MCQs — 10 Questions with Answers

    Q1. A debenture is best described as:

    • A. A written acknowledgement of debt with fixed interest and specified repayment date ✓
    • B. An ownership certificate in the company with voting rights
    • C. A share in the company's profits distributed as dividend
    • D. An unsecured loan with variable interest based on company performance

    Answer: A — By definition per Companies Act 2013 Section 2(30), a debenture is a debt instrument with fixed interest and repayment terms; it is not ownership (B), not a share (C), and is usually secured with fixed interest (D is incorrect).

    Q2. Which of the following is a correct distinction between shares and debentures?

    • A. Both are part of owned capital; both carry voting rights
    • B. Shares represent ownership; debentures represent a creditor claim with fixed interest ✓
    • C. Debentures are repaid during company lifetime; shares are perpetual loans
    • D. Both carry fixed interest; both are repaid at maturity

    Answer: B — Shares represent ownership and voting rights; debentures are debt with fixed interest (not ownership). Shares are normally not repaid; debentures are repaid at maturity. Interest on shares (dividend) is variable; on debentures is fixed.

    Q3. A company issued 1,000 debentures of ₹100 each at a premium of 10%. The journal entry to record the issue (assuming cash received) would be:

    • A. Bank Dr ₹1,10,000 / Debenture A/c Cr ₹1,00,000; Debenture Premium A/c Cr ₹10,000 ✓
    • B. Bank Dr ₹1,00,000 / Debenture A/c Cr ₹1,10,000
    • C. Debenture A/c Dr ₹1,10,000 / Bank Cr ₹1,10,000
    • D. Bank Dr ₹1,10,000 / Debenture A/c Cr ₹1,10,000

    Answer: A — When debentures are issued at premium, bank receives the actual cash (₹1,10,000), debenture account is credited at face value (₹1,00,000), and debenture premium account is credited with the excess (₹10,000).

    Q4. Irredeemable debentures are also known as:

    • A. Convertible debentures
    • B. Perpetual debentures ✓
    • C. Secured debentures
    • D. Bearer debentures

    Answer: B — Irredeemable debentures have no fixed repayment date and are repayable only on company winding-up or after an extremely long period, hence called perpetual.

    Q5. Which of the following is NOT a type of debenture classification?

    • A. Secured vs Unsecured (based on asset security)
    • B. Redeemable vs Irredeemable (based on tenure)
    • C. Convertible vs Non-convertible (based on conversion into shares)
    • D. Cumulative vs Non-cumulative (based on interest accumulation) ✓

    Answer: D — Cumulative vs non-cumulative classification applies to preference shares (cumulative/non-cumulative dividends), not to debentures. The debentures textbook chapter covers security, tenure, convertibility, coupon rate, and registration types.

    Q6. A company issued 500 debentures of ₹100 each at a discount of 5%. The discount (loss on issue) is to be written off over 5 years. The annual write-off amount would be:

    • A. ₹500 ✓
    • B. ₹2,500
    • C. ₹2,000
    • D. ₹100

    Answer: A — Total discount = 500 × ₹100 × 5% = ₹2,500. Written off over 5 years = ₹2,500 ÷ 5 = ₹500 per annum.

    Q7. When debentures are redeemed by purchase in open market at a price lower than face value, the gain on redemption is credited to:

    • A. P&L Account
    • B. Debenture Redemption Account
    • C. Capital Reserve ✓
    • D. Debenture A/c

    Answer: C — Gains on debenture redemption (when purchased below face value) are credited to Capital Reserve as per accounting convention, not to P&L which is for revenue transactions.

    Q8. A convertible debenture is one which:

    • A. Can be converted into shares at the option of the company or debentureholder ✓
    • B. Can be transferred from one person to another
    • C. Carries a fixed or floating charge on company assets
    • D. Is issued without any specified rate of interest

    Answer: A — Convertible debentures have the special feature of conversion into equity shares (fully or partly) at option of company or holder. Option B is about transferability; C is security feature; D is zero-coupon feature.

    Q9. Zero-coupon debentures differ from specific-coupon debentures in that they are:

    • A. Issued at face value with no interest payment; all returns at maturity
    • B. Issued at substantial discount; the discount itself represents the interest earned over tenure ✓
    • C. Perpetual debentures with interest paid only on winding-up
    • D. Convertible into shares with interest paid in shares instead of cash

    Answer: B — Zero-coupon debentures carry no stated interest rate but compensate investors by issuing at deep discount; the spread between face value and issue price is the interest benefit earned.

    Q10. A company redeemed 1,000 debentures of ₹100 each by purchasing them in open market at ₹95 each. The journal entry would include:

    • A. Debenture A/c Dr ₹1,00,000 / Bank Cr ₹95,000; Gain on Redemption Cr ₹5,000 ✓
    • B. Debenture A/c Dr ₹95,000 / Bank Cr ₹95,000
    • C. Bank Dr ₹5,000; Debenture A/c Dr ₹1,00,000 / Bank Cr ₹95,000
    • D. Loss on Redemption Dr ₹5,000 / Debenture A/c Cr ₹1,00,000; Bank Cr ₹95,000

    Answer: A — Debenture account is debited at face value (₹1,00,000) to close it; bank is credited for actual cash paid (₹95,000); the gain of ₹5,000 (₹1,00,000 − ₹95,000) is credited to Capital Reserve, not P&L.

    Flashcards

    What is a debenture?

    A written acknowledgement of debt by a company under common seal, promising repayment of principal after a specified period and fixed interest at predetermined intervals.

    How do debentures differ from shares in terms of ownership?

    A share represents ownership of the company; a debenture represents only a creditor claim and is part of borrowed capital, not owned capital.

    What is the difference between the return on shares and debentures?

    Return on shares is called dividend (variable based on profit); return on debentures is called interest (fixed rate, paid even if no profit).

    Define redeemable debentures.

    Debentures payable on expiry of a specified period either in lump sum or instalments, at par or premium, during the company's lifetime.

    What are irredeemable debentures also called?

    Perpetual debentures, which have no fixed repayment date and are repayable only on company winding-up or after a very long period.

    Distinguish between secured and unsecured debentures.

    Secured debentures create a fixed or floating charge on company assets for repayment; unsecured debentures have no specific asset charge (rarely issued).

    What are convertible debentures?

    Debentures that can be converted into equity shares or other securities at the option of the company or debentureholder, either fully or partly.

    What are zero-coupon debentures?

    Debentures issued without a specified interest rate, sold at substantial discount; the difference between face value and issue price represents interest earned.

    At what prices can debentures be issued?

    Debentures can be issued at par (face value), at premium (above face value), or at discount (below face value).

    Name three methods of redemption of debentures.

    Lump sum repayment on maturity, purchase in open market at varying prices, conversion to shares, and sinking fund accumulation method.

    Important Board Questions

    What is a debenture? State any two points of distinction between shares and debentures. [2 marks]

    Define debenture as debt acknowledgement with fixed interest. Choose any two from: ownership vs debt claim, dividend vs interest (fixed), repayment vs no repayment, voting rights present/absent, asset security present/absent.

    A company issued 5,000 debentures of ₹50 each at a premium of 20%. Pass the journal entry for the issue of debentures. Also, calculate the amount received from the issue. [5 marks]

    Face value = 5,000 × ₹50 = ₹2,50,000; Premium = 20% of ₹2,50,000 = ₹50,000; Total cash received = ₹3,00,000. Journal: Bank Dr ₹3,00,000 / Debenture A/c Cr ₹2,50,000; Debenture Premium A/c Cr ₹50,000.

    Explain the different methods of redemption of debentures with their accounting treatment. A company has decided to redeem 2,000 debentures of ₹100 each. Show the journal entries under (i) lump sum redemption and (ii) redemption by purchase in open market at ₹98 each. [6 marks]

    State three methods: lump sum (full payment on maturity), open market purchase (at varying prices creating gain/loss), conversion to shares, sinking fund. For (i): Debenture A/c Dr ₹2,00,000 / Bank Cr ₹2,00,000. For (ii): Debenture A/c Dr ₹2,00,000 / Bank Cr ₹1,96,000 (₹2,00,000 − ₹4,000 gain); Capital Reserve Cr ₹4,000 (gain on redemption credited to capital reserve, not P&L).

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